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What are the top five innovations that SpaceX was able to accomplish that allows the first stage to land vertically and be reused?

I am sure the Apollo program would have liked to reuse their first stage. What changed between Apollo and Spacex that allowed Spacex to land and reuse first stage assemblies?

May I guess:

  • Better/faster software and computing power
  • Better engine modulation

Thanks, looking for your input.

2 Answers2

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I don't believe there is any technical innovation that is responsible. After all, all the other competitors have access to the same technologies, but they aren't doing it.

I would argue the technology was there before:

  • Blue Origin also autonomously lands their New Shepard booster, and even did it successfully before SpaceX did (although, of course, New Shepard is not an orbital system, it just goes straight up and down again).
  • The DC-X demonstrated autonomous vertical landing in 1993 (it was intended to land from orbit, but all demonstrations were just hops of at most ~3km; on its penultimate flight, it even demonstrated the Starship-style reorientation from belly-down to landing feets-down).
  • Autonomous landing from orbit (but not vertical) was demonstrated with Buran in 1988.
  • Autonomous landing of an aircraft was demonstrated in 1945.

The innovation is a commercial one. It is the simple realization that it could actually make sense to do this.

Before SpaceX, nobody was doing it, because nobody saw the need to do it: why reuse a rocket when you can simply charge the government 10 times as much money to build a new one every time? It was the commercial realization that there are organizations without an infinite supply of money that also want to launch stuff into space, and the commercial realization that there is enough demand for launching stuff into space that building rockets fast enough would become a problem, which led SpaceX to focus on reusability.

Note that 37% of all SpaceX Falcon 9 launches were for a single customer. And that customer is SpaceX itself! If we exclude the first 70 launches and only focus on the launches since Starlink actually exists, that number goes up to over 50%. More than half of all Falcon 9 launches since the first operational Starlink launch have been Starlink launches.

Or, looking at it from the payload perspective instead of the launch system perspective: 50% of all satellites launched by all countries in the entire history of spaceflight are Starlink satellites. That means, SpaceX has launched as many satellites just for Starlink in 4 years as all of humanity combined in 70 years.

Now, all of a sudden, cost becomes very important because you don't have a customer paying for the rocket, you yourself are paying for the rocket. And if you are launching thousands of satellites, you have to launch very often, very fast, otherwise it takes decades to launch your constellation, so you simply do not have the time to build rockets fast enough. Now, reuse not only makes sense but becomes a necessity.

But Starlink is a customer no other company has. So, no other company (so far) has seen such a pressing need for reusability.

I don't believe it is a coincidence that among the other companies working on reusability, some of the ones pushing hardest, are Rocket Lab and Blue Origin. Rocket Lab also designs, builds, and runs satellites, and offers a full end-to-end mission service package. And Blue Origin is owned by Jeff Bezos, who also owns Amazon, which is planning to launch their own Internet mega-constellation.

There is one technology that helped especially with the drone ship landings, though: the ubiquitous availability of high-precision, high-accuracy, realtime position information through GNSS systems like GPS, GLONASS, Galileo, and Beidou, especially combined with augmentation systems like dGPS and SBAS (e.g. WADGPS, WAAS, NDGPS).

As mentioned above, the first autonomous landing of an aircraft was achieved in 1945 using technology that later became the internationally standardized Instrument Landing System that is still in use today. While it would be possible to use a similar system for rocket landings, it would require some large antennas and power hungry transmitters on the drone ships. GNSS definitely helps here, but it is not strictly necessary, especially for land landings.

It is quite ironic that most of SpaceX's "old space" competitors like Boeing, Lockheed-Martin, Northrop-Grumman and co. are not only launch system providers but also weapons manufacturers and defense contractors as well as spacecraft designers. All of them have already demonstrated precision guidance in hypersonic, supersonic, transsonic, and subsonic regimes using various aerodynamic control surfaces such as fins, speed brakes, and grid fins. Both missiles and precision bombs, for example, use grid fins. Several of them have built VTOVL or STOVL aircraft that perform jet-powered vertical landing (which is not too dissimilar from rocket-powered vertical landing). All of them have autonomous drones. Several of them have demonstrated autonomous precision landing of spacecraft on other celestial bodies.

Hitting a target with high accuracy is quite literally their business.

Furthermore, Boeing is the current owner of McDonnell-Douglas, the company which already demonstrated a VTOVL orbital vehicle in 1993. Boeing is also the current owner of Rockwell, which built the Space Shuttle Orbiter.

And yet, Boeing did not implement reusability either in SLS or in Vulcan. And why would they? For SLS, their customer seems to be quite happy to pay \$1–\$4 billion (depending on estimate) per launch, so why make the rocket cheaper through reuse if that only means you get less money?

ULA only seriously started to consider partial reuse of Vulcan after they got awarded the 38-launch mega-contract for Kuiper. However, their reuse concept does not involve landing; instead, the engine section and thrust structure which also houses the first stage avionics, detaches from the booster and reenters using an inflatable aeroshell. This concept had been presented for 10 years, but it only existed in PowerPoint and work didn't start until after the Kuiper contract.

Jörg W Mittag
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    I think denying technological advances that did make vertical landing of the first stage precise, practical and efficient - is simply wrong. It is the same as saying that AI does not change our way of life. – TheMatrix Equation-balance May 13 '23 at 17:00
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    Just try to write the algorithm controlling Falcons grid fins, and you will understand where complexity (advances) that allows this seemingly effortless landing exists. – TheMatrix Equation-balance May 13 '23 at 17:05
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    @TheMatrixEquation-balance: All of those technological advances are available to ULA, Boeing, Northrop Grumman, Lockheed Martin, Arianespace, Mitsubishi, the Russians, the Chinese, the Indians, the Koreans, etc. as well. All of them could have done it. Heck, Boeing, which is part of ULA, bought McDonnell-Douglas, the makers of the DC-X, so in some sense, ULA did do it 30 years ago. But none of them have done it, not because the technology didn't exist, but simply because they thought it makes no sense. – Jörg W Mittag May 13 '23 at 17:50
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    I think this answer misses the point of the question, which isn't "what innovations does SpaceX have that couldn't be developed for other launchers today?" but "what innovations does SpaceX have that couldn't have been developed at the time of the Apollo programme?". – djr May 13 '23 at 17:55
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    @JörgWMittag - "All of those technological advances are available to ..." - you are trying to say that anybody can build the Ferrari just because they have access to the 'wheel' technology? – TheMatrix Equation-balance May 13 '23 at 19:33
  • @TheMatrixEquation-balance Read about the https://en.wikipedia.org/wiki/McDonnell_Douglas_DC-X. The DC-X and DC-XA made several automatic, powered, vertical landings between 1993 and 1996. SpaceX's "breakthrough" was in getting customers to pay for expendable flights to cover the cost of the development of the landing capability. – Russell Borogove May 13 '23 at 20:47
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    @JörgWMittag - "The vehicle is inspired by the designs of McDonnell Douglas engineer Philip Bono, who saw single stage to orbit VTOL lifters as the future of space travel" - I did not find anything comparable or relevant to Falcons first stage vertical landing technological design solution. There are no "grid fins" – TheMatrix Equation-balance May 13 '23 at 20:55
  • And yet it lands. https://www.youtube.com/watch?v=wv9n9Casp1o – Russell Borogove May 13 '23 at 21:07
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    @TheMatrixEquation-balance grid fins date back to the 1950s and have been deployed in rocketry applications since at least the 70s. They're not exotic, novel, or particularly difficult to use for control. – Erin Anne May 13 '23 at 21:43
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    @ErinAnne - this is a philosophical issue. For more than 30 years, the best brains went into computer science. Innovation in rocketry and general mechanics lagged behind. But this is a rare case when an AI program can make anything fly (Falcon 9, Starship or telegraph pole) when given adequate control surfaces. – TheMatrix Equation-balance May 13 '23 at 23:16
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    @TheMatrixEquation-balance no, it's not a philosophical issue, you just don't have any expertise in these topics but feel compelled to comment anyway. I wish you'd spend more time listening instead. – Erin Anne May 13 '23 at 23:52
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    @TheMatrixEquation-balance - be careful how you use the word 'AI' since it has a specific meaning for 'Artificial Intelligence', and you generally do not want them in flight control systems, see https://space.stackexchange.com/a/61895/26356 and the need to get a reliably real time solution. You would certainly be right in saying the techniques they do use to get landing are post Apollo though, being a result of the early fly by wire work. – GremlinWranger May 14 '23 at 00:49
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    @GremlinWranger - I do mean 'AI' programming approach when it is not a precise math and human logic that defines output parameters (grid fins movement) based on numerous input parameters. It is brute-force (trial and error) - trillions of combinations that find the best algorithm solution (for a given device). This allows much more streamlined and simplified mechanics in the rocket, thanks to sophisticated software of complexity that was impossible before, that issues control surfaces commands. – TheMatrix Equation-balance May 14 '23 at 01:05
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    @TheMatrixEquation-balance: "you are trying to say that anybody can build the Ferrari just because they have access to the 'wheel' technology?" – Where in my answer am I saying anything about Ferrari? What I am saying in my answer is that I believe that the innovations leading to SpaceX reusability efforts is the economical realization that it actually makes sense to invest money in reusability efforts. If you want an analogy to cars, you might ask what technological advances allow Kia to build a minivan which Ferrari doesn't. – Jörg W Mittag May 14 '23 at 05:46
  • One nit I'd pick with this (and have thought about making into a separate answer) is that the introduction of GPS and opening up the reasonably good precision to non-military users is really helpful for Falcon 9, particularly for the downrange barge landing. You could do it with other systems, but having barge and Falcon pseudo-cooperate by both going to the same GPS coordinates and having most of the errors correlate away is a godsend compared to trying it with something like INS. I think you're right about the key innovations though. – Erin Anne May 14 '23 at 05:54
  • @ErinAnne, prior to GPS, there were a number of ground-based radionavigation systems that could get locally GPS-like accuracy. GPS has the advantage that you don't need to do something like compute and transmit LORAN-C offsets from the landing barge to the booster. – Mark May 14 '23 at 09:28
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    @JörgWMittag - You are plainly wrong here. NASA invested tenths of billions of dollars into space lift reusability (Shuttle program). The military invested tenths of billions in vertical takeoff and landing aircraft design. A vertical takeoff and landing Starship that can deliver 100-tons of bombs anywhere on Earth within 30 min while being impervious to conventional air defenses is a gamechanger. There is nothing about economics here. – TheMatrix Equation-balance May 14 '23 at 12:46
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    grand edit. Wish I could upvote it again. – Erin Anne May 14 '23 at 23:00
  • "I don't believe there is any technical innovation that is responsible. After all, all the other competitors have access to the same technologies, but they aren't doing it." That makes no sense. If the competitors aren't doing it, then, if anything, it would suggest that there are innovations which they do not have access to. – Abdullah is not an Amalekite May 17 '23 at 03:43
  • @Abdullah: So, the fact that Kia builds minivans but Ferrari doesn't means that Kia has access to some innovations that Ferrari doesn't? Do you know what those innovations could be? Or is it maybe possible that Ferrari simply chooses not to build minivans? – Jörg W Mittag May 17 '23 at 08:10
  • @JörgWMittag thats why I used the phrase if anything – Abdullah is not an Amalekite May 17 '23 at 08:33
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Apollo mind set In case of Apollo the focus had been placed on getting the absolute maximum performance out of the largest rockets to put the greatest tonnage into LEO for the Moon landings as quickly as possible. Recovery was probably not considered at all or was rapidly ruled out on the basis that it would decrease the tonnage capable of being delivered to LEO, that it would delay the Moon landings and that it was not a practical proposition to fit legs onto a Saturn V booster without redesigning it.

SpaceX mind set Elon Musk went through the basic underpinnings of rocketry from first principles with a different mind set. His objective was not to beat the Russians to the Moon using what could be developed quickly in the 1960’s without consideration of costs. Musk’s focus was on making as much money as quickly as possible for his Mars ambitions and minimizing the $/tonne cost to LEO using twenty first century technology.

Computer technology changed beyond recognition in the 50 years between 1960 and 2010 and could be used to simulate in far greater detail what previously had to be roughly calculated by hand.

Given these changes in goals and circumstances it was possible for Elon Musk to realise that a relatively modest reduction in absolute payload to LEO was a price worth paying for a greatly reduced overall $/tonne to LEO. And that with modern materials, technology and simulation it could be developed into a practical proposition.

Russell Borogove
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Slarty
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    "Computer technology changed beyond recognition in the 50 years between 1960 and 2010 and could be used to simulate in far greater detail what previously had to be roughly calculated by hand."

    The Apollo Guidance Computer in the LM did the real-time calculations needed to point and throttle the LM descent engine for landing. The basic control loop is not that complicated. Doing it under Earth's higher gravity and with the complications of aerodynamic drag, is (in computing terms) only a little bit harder, done repeatedly in the 1990s by DC-X.

    – Russell Borogove May 13 '23 at 20:51
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    "Recovery was probably not considered at all or was rapidly ruled out" -- there were several recovery plans considered for Saturn V stages, including but not limited to a gigantic catch helicopter. – Erin Anne May 13 '23 at 21:40
  • @RussellBorogove But how many Crays would you need to match the finite element fluid dynamic simulations that can now be on a high end graphics card? Vs using a less aerodynamically optimized nose, and less efficient engine turbines, and just substituting bigger parts instead. Its not so much about the control on vehicle, as the software used to optimize the design of the vehicle. – user1937198 May 14 '23 at 13:52
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    So the vehicle is 5% more efficient. That’s great, but it’s not a breakthrough that suddenly made recoverable first stages possible. – Russell Borogove May 14 '23 at 19:04
  • A reusable Falcon 9 is less efficient at getting payload to orbit because it uses propellant to lift both the landing legs and the entry and landing burn propellants to high altitude all of which could have been payload. BUT the loss is not that great (maybe 10%) and the gains are financial the next time the rocket is launched. The goal is to reduce $/tonne to orbit not max out a single tonnes to orbit figure – Slarty May 15 '23 at 11:31
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    @Russell Borogove the calculation is not at all straightforward. In fact it is very complex. The behaviour of the aerodynamic surfaces changes between supersonic, transonic and subsonic giving different effects on the vehicle. Variable wind direction and speed must be taken into account. On top of that unlike the LEM, Falcon 9 cannot hover as the Merlin engine cannot be throttled down sufficiently to balance the mass of the rocket. So the calculation has to be to achieve zero velocity at zero altitude when the engine is cut. That's why they had so much problem with the early landing attempts – Slarty May 15 '23 at 11:45
  • For the terminal landing calculation, all of that changes the tuning but it doesn’t change the core algorithm. You could still do it on 1980s tech. – Russell Borogove May 15 '23 at 21:23