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I am wondering if compulsory voting systems allow for blank votes. By blank votes I mean an explicit act of choosing not to tick any option.

Wikipedia seems to mix blank vote with various types of voting under the umbrella of protest vote, but I am interesting in the particular types of blank and "none of the above", because they somewhat defeat the purpose of compulsory voting.

Question: Do compulsory voting systems allow blank votes or "none of the above"?

Brythan
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Alexei
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  • The question is inspired by Seeing by Saramago. – Alexei Oct 03 '18 at 07:27
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    How would they disallow it in an anonymous voting system? – DonFusili Oct 03 '18 at 07:56
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    @DonFusili - never had the opportunity to use electronic voting, but I can imagine that it cannot allow to cast the vote unless an option is selected. – Alexei Oct 03 '18 at 08:52
  • Remember that the UK has compulsory voting. Councils threaten to fine residents 1000 pounds for not registering on the electoral roll, which they then use to sell as marketing data (yes, even if you check the box)... it is one of the longest running cons in the UK. – Cloud Oct 03 '18 at 12:07
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    @Cloud without getting bogged down in detail, compulsory registration is far from being the same thing as compulsory voting which the UK doesn't have – Chris H Oct 03 '18 at 13:07
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    @Cloud and no, they don’t sell your data if you tell them not to. That’s nonsense – Tim Oct 03 '18 at 13:36
  • @Tim How would you know that? I work for local government and can tell you with 100% certainty that they do. Specifically to 192 . com ... don't believe me? Tell them not to and then find all of your lovely details on there afterward :) – Cloud Oct 03 '18 at 14:26
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    @Cloud the way I know they are not, is because that would contravene data protection regulations. I also did what you suggested. Obviously I’m not on the public register: I don’t show up in any searches in any of my houses. I think you’re spreading unfounded conspiracy theories. – Tim Oct 03 '18 at 14:31
  • @Tim Then you haven't registered at all to vote... smart move. Don't worry they never actual 'fine' anyone because they can't legally do it anyway – Cloud Oct 03 '18 at 14:47
  • @Alexei If you are saying that any electronic voting system would not provide a "blank" option, you are wrong. There are electronic voting systems where you do have the "blank" option too. Obviously in a compulsory voting system they may decide to not provide such an option. – Bakuriu Oct 03 '18 at 19:32
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5 Answers5

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Belgium has de jure compulsory voting, which is de facto not enforced. Since it is recognized that filtering blank votes would be incompatible with anonymous voting, it is allowed, even when voting electronically. Invalid voting (e.g. picking representatives from different lists) is only possible when voting on paper and officially disallowed, but cannot be punished.

However: blank votes are treated the same as invalid votes and as such the meaning that is assigned to the vote is not "none of the above" but "I accept the vote of the decision as made by the valid votes". So if you have 100 voters, 20 of which cast an invalid or blank vote, 40 vote for A and 40 for B, the result will be the same as if 50 of the 100 had voted for A and 50 for B. Election thresholds are also expressed as percentage of the valid votes.

DonFusili
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  • For Brazil, the voting system almost exactly the same but the voting is in fact enforced. – T. Sar Oct 03 '18 at 11:06
  • @T.Sar: How so? I don't see how you can enforce a vote. (1) You can't check the given vote due to privacy reasons (2) You can't physically force the voter to vote (as you could then force who they end up voting for). How do you know that a vote was made? – Flater Oct 03 '18 at 11:17
  • @Flater Brazil's voting is done in two steps - first, you show up on the voting site and sign up a document and do a biometric check. They scan your fingerprints and record that you showed up to vote on that day, at that time. After that, you enter the voting booth and place your vote. The vote is done eletronically, and after you finish doing so in a valid way the booth itself notifies the fiscal that the voting took place sucessfully. The fiscal then proceeds to mark you as "ok" for that election and gives you a receipt for you voting in that election. – T. Sar Oct 03 '18 at 11:25
  • @T.Sar: Fair point. In Belgium it's very similar, but you get a card with a magnet strip (think: credit card), and you simply have to return the card. No one can check that you actually put the card in the machine and cast a vote on it. – Flater Oct 03 '18 at 11:28
  • @Flater If you don't vote, you are marked on the goverment systems (Brazil's gov systems are deeply integrated, far beyond most other countries!) as such and you end up facing fines and the loss of a few rights, including to vote again until you pay said fines. – T. Sar Oct 03 '18 at 11:28
  • @T.Sar: I was focusing mostly on not casting a vote (but showing up), rather than not showing up. I suspect your last comment was focusing more on the latter. – Flater Oct 03 '18 at 11:29
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    @Flater Well, yes xD. About showing up and actually voting - you don't get the receipt if the booth doesn't notify the fiscal that you voted correctly, so you can't show up and "not vote". I usually bash Brazil's goverment as stupid and moronic but our voting systems are actually pretty good in doing what they are supposed to do. Results are usually in just a few hours after the voting ends! – T. Sar Oct 03 '18 at 11:31
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    @T.Sar So if you don't like to vote, the punishment is.. that you can't vote? :) – pipe Oct 03 '18 at 12:36
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    @pipe Same goes for Belgium: the worst punishment that is prescribed is for people that get caught not showing for 4 or more times when being summoned. That punishment is being stripped of all voting rights for 10 years. But that's theoretical, since it's no longer being enforced. – DonFusili Oct 03 '18 at 12:39
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    @pipe Plus a few other restrictions, like not being able to hold a job in a public institution, joining most of government programs for school/college/housing, plus a fine. – T. Sar Oct 03 '18 at 12:55
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    More to the point, if 35 vote for A, 25 vote for B, and 40 submit a blank vote, you get A. – hobbs Oct 03 '18 at 13:36
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    @hobbs Which is why those who think they're voting "none of the above" are deluding themselves, and actually voting for the greater evil. – Medinoc Oct 04 '18 at 08:06
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    A stronger example would be "If you had 100 votes, 80 of which blank, 15 for A, 5 for B it would be as if 75 people voted for A" – Иво Недев Oct 04 '18 at 08:57
  • @hobbs That attempt at a jab makes no sense in context of this answer, percentages of invalid and blank votes are public knowledge. The last actual minority government was Eyskens II in 1958, which had general majority support in the chamber. While minority federal governments have been common regarding either Flanders or Wallonia, they are all actual majorities across the country. Also, it isn't as easy as "you get A", in your example you would get 59% A and 41% B, there's no FPTP. – DonFusili Oct 05 '18 at 09:07
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Australia has compulsory voting.

Spoiling or failing to mark a ballot correctly is a crime.

Australian ballot papers are single sheets of paper for each constituency being elected. They are to be marked by pencil. I think referreda are all questions on one paper, can't remember.

This crime isn't enforced, and couldn't be due to the secrecy of the election, unless someone does something daft like removing their ballots from the polling place and then posting video evidence that they'd left their paper blank on YouTube.

There are some unusual edge cases where a "below the line" ballot could conceivably run through all 150 12 valid preferences and exhaust without assigning all of its value to one of the last two candidates. (MMP quota preferential voting is weird, but achieves accepted outcomes here). The reason for requiring at least 150 preferences in the past, or at least 12, is that for a half senate election each vote is worth 1/6th of a seat. But that the vote must be counted "fully," ie: be available to be exhausted in the last two candidates vying for the last seat. To work this out you need to work out the "quota," ie, how many votes it takes to fill a seat: (Number of formal ballot papers / (Number of senators to be elected + 1)) rounded down + 1 = Senate quota. The last two candidates will need to make up their quota from transferred fractions of votes which have previously been used to elect others. For example. With a half senate election, and 150000 votes for quota, and 350000 votes for labour, and 350000 votes for liberal, each of the individual votes for labour (after electing two senators) will be worth (350000 - 150000 - 150000) / 350000, or 1/7th of a vote. If you took that 1/7th of a vote away from the 700000 people who voted for labour or liberal with their first preference, you'd be denying them a vote, so each of their individual votes flows to the 3rd preference of those electors. To prevent vote wastage, in the past electors who voted for individual candidates "below the line" had to vote for 150 or so candidates. If your state had fewer than 150, good for you, if you voted in NSW with 250 candidates (six to be returned), you had to number at least 150 candidates. Now you only have to number 12. So the rate of vote wastage has increased. This was largely due to above the line "list-voting" shenanigans with a guy specialising in creating nonsense parties to channel right wing votes from working class fascists, reactionaries and tories who'd vote for the "dog smugglers' party" but not "respectable conservative party, perhaps not far enough right wing despite running concentration camps." As part of the above the line list voting reform, they made voting lawfully below the line easier. You used to only get 3 "errors" allowed in a below the line vote. Everyone knows the system is rigged for the 2.75 party system (climbing towards 2.95) but many people vote below the line to "give electoral workers employment," or to "piss off politicians," or because they don't trust the party they'd vote for's list to not preference loony lefts or fascist running dogs.

The claims at https://magnacarta.moadoph.gov.au/story/albert-langer/ are humourous. "Mark" such as in s. 200DK (a) can clearly be found to have a common law meaning. ss. 233 and 239/240 are clearer still. s. 339 1 (d) has a gaol sentence attached.

Samuel Russell
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    Where is 150 the magic number? – Golden Cuy Oct 03 '18 at 10:37
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    The magic number for below the line preferences has been reduced to 12 ( https://www.news.com.au/national/federal-election/how-the-hell-do-preferences-work/news-story/3ca3171d38c61cb64881f158549ad685 ) – Samuel Russell Oct 03 '18 at 13:31
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    [Citation needed] for the claim that spoiling a ballot paper is a crime. Wikipedia says that you are obliged to "mark" your ballot paper but that the meaning of "mark" is not defined in law and does not specifically mean "choose a candidate". – David Richerby Oct 03 '18 at 14:07
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    Section 339(c) of the Electoral Act makes it a crime to "fraudulently do an act that results in the destruction or defacement of any nomination paper or ballot paper;" but I don't see anything that outlaws not marking the ballot paper at all - and I'd be interested to know what 'fraudulently' means in this context. – Jeremy Oct 03 '18 at 14:17
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    Of course, there's a world of difference between what makes a ballot paper valid or invalid to be counted, and whether submitting a ballot paper in such a condition constitutes a crime. – Jeremy Oct 03 '18 at 14:19
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    There is nothing published by the Australian Electoral Commission - which is responsible for maintaining the electoral system - that suggests that failing to make a ballot paper is a crime. Such a ballot paper - along with ballot papers that are not completed correctly - are counted as "informal", set aside, and are not counted toward any candidate. https://www.aec.gov.au/Voting/Informal_Voting/ – Peter Oct 03 '18 at 14:35
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    @Jeremy - "fraudulently" means using intentional and deceptive means to destroy or deface a ballot paper. Generally the intent in changing the ballot paper would be to change the interpretation of the voter's marks on the paper, and therefore affect the count of votes. – Peter Oct 03 '18 at 14:42
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    I believe the ballots have a portion where you right your name and some other information (Aussie does postal ballots because the interior is so sparsely populated, that's the only way to get ballots from residents), and that is considered "marked". You can leave all the boxes blank... you can write colorful comments on politics. A popular election joke tells of a teacher teaching a civics course where he tells the kids "What every you do, don't write stupid stuff on your ballot. In the '72 elections, I wrote 'Useless Gits' and they've been in office ever since." – hszmv Oct 03 '18 at 16:11
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    @hszmv Australia's Federal and State Electoral Commissions have mobile teams who visit remote communities to allow people to vote in person - see e.g. http://www.abc.net.au/news/2018-03-12/voting-in-a-remote-aboriginal-community/9536468. If you're too remote to use even those, you're probably not getting regular mail collection either. There are a lot of reasons other than remoteness for postal voting - e.g. people who are housebound, busy all day, or overseas. And no, we don't write our names on the ballots - putting any identifying information on them would make them invalid. – GB supports the mod strike Oct 04 '18 at 03:58
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    @SamuelRussell I'm seeing no evidence here that it is an offence to informally vote. The sections you nominated suggest that you must vote, but there is no requirement the vote must be formal. 339 1 (d) doesn't appear relevant? – Gregory Currie Oct 05 '18 at 01:26
  • 239/40 specify the manner in which a marked vote is to be marked. 233 that the marked (is correctly marked) ballot to be folded and placed in box. 339 1 d that it is an offence with a criminal penalty to fraudulently (intentionally) deposit unmarked or improperly marked ballots, 339 1 c covers the dicks. – Samuel Russell Oct 05 '18 at 03:36
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    both 339 c and d refer to "fraudulent" acts. If you are putting the ballot paper you are legally entitled to into the box, it is not fraudulent and neither applies. – coagmano Oct 05 '18 at 06:34
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    also, there's no reference to "unmarked" or "improperly marked" ballots at all. It's a well understood part of the process that bank and defaced ballots are not a crime (as long as it's your ballot) – coagmano Oct 05 '18 at 06:37
  • 239 and 240 govern how non fraudulently ballots cast in person or absentee must be marked and placed. – Samuel Russell Oct 05 '18 at 06:49
  • Comments are not for extended discussion; this conversation has been moved to chat. – Sam I am says Reinstate Monica Oct 07 '18 at 16:09
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  1. It would be difficult to enforce, given anonymous paper ballots.

  2. There would be other types of votes that would "defeat the purpose of compulsory voting" almost as much. In the US, in many races it's easy to find a candidate who has no chance of winning, and vote for them. In proportional systems, it would be more difficult to find a party for which a vote is certain to not affect the results, and impossible in a referenda, but randomly choosing between options would have the same effect, statistically, as not voting (albeit not as detectable as a protest vote).

  3. Blank votes don't actually defeat the purpose of compulsory voting. The purpose of compulsory voting is to eliminate the phenomenon of parties having a different proportional support in the population of voters than in the general population (which then leads to ability to get supporters to polls often being more determinative than overall level of support). Suppose we model elections in game theory. Suppose going to the polls costs $10 (that is, it takes $10 worth of time). Suppose your favored party winning will give you $1000 worth of value, but there's only a one in 100,000 chance of your vote being the deciding one. Then the rational calculus says that one should stay home. Thus, the elections are dominated by those who are, by game theory standards, irrational. On the other hand, if you have to spend $10 worth of time going to the polls, regardless of whether you vote there or spoil the ballot, then the calculus changes.

Acccumulation
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  • You could enforce this in optical or mechanical voting as well. In fact, the only system where this is impossible to enforce is a paper ballot that the voter puts in a box directly without confirming how the votes are counted. – Brythan Oct 04 '18 at 00:58
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    As a corollary to already paying travel/time-opportunity costs, this makes the decision to spoil your vote an active act of protest, rather than passively not voting. – Bob Oct 04 '18 at 08:11
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Yes, the compulsory voting systems usually allow blank and null votes. But I guess each country has their own rules.

In Brazil we have compulsory voting. The vote is secret. Also, it's an electronic voting.

The voting machine is placed in a booth with some cardboard barriers, so no-one can see what you are doing on the machine.

The machine has a numeric keypad. It has the 0 to 9 keys, and another 3 larger keys: One WHITE key for BLANK vote, one ORANGE key to clear the field so you can type your vote again (used when you type incorrectly by accident), and one GREEN key that CONFIRMS that vote.

The machine will present a field on it's screen. You can type the numbers of your candidate. You have 3 options:

  1. You type the correct number of one candidate. The machine will show the name, the party and a photo portrait of the candidate. You can see if everything is correct and then press the green button and your vote will be computed as a valid vote. If something is wrong then you can press the orange button and start again.

  2. You type any incorrect number. The machine will present "NULL VOTE" on it's screen. If you really want to make a null vote, you are free to press the green button. Your vote will be computed as an INVALID vote. If you change your mind you can press the orange button and start again.

  3. You press the WHITE KEY. The machine will present "BLANK VOTE" on it's screen. If that is what you want you can press the GREEN key. Your vote will be computed as BLANK vote (which is also invalid). If you change your mind you can start again by pressing the orange key.

It doesn't matter how many blanks or invalid votes an election has. Only valid votes will be accounted and the candidate with more votes will be elected. So a "protest voting" is pointless here as it will just let other people to decide who will be elected.

Brazilian Voting Machine

Daniel Ribeiro
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    That's a really nice description of the system. Well done! However, I do believe protest voting still has a purpose in this system unless the final numbers explicitly hide the blank votes (such as never publishing the actual voting tallies, and only publishing percentages) – Cort Ammon Oct 04 '18 at 18:59
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    Another Brazilian here: yes, the final numbers include null votes, blank votes and absentees. In the last elections, adding these 3 categories resulted in something like 25% of people whose vote (or lack of) didn't influence the outcome. – MFornari Oct 04 '18 at 20:41
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    Interesting, but is blank and invalid voting legally acceptable? The presence of such options suggests that it must be, but another commenter @T.Sar (to the first answer about Belgium) suggested that it isn't: the machine tells the observing officer that the vote was invalid. Is it true? Perhaps at some elections? – Zeus Oct 05 '18 at 00:52
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    Also, like @Cort, I believe protest voting does have a point. Technically, in practically every voting system invalid/absentee votes will not affect the outcome (given that the number of valid votes is above the required threshold), but having a large percent of informal votes sends a clear signal that people are not happy about the choice. Even authoritarian governments get it, though they'd never admit it. Also, having been elected by a minority (or smaller number) of voters casts doubts to the winner's legitimacy, even if it's legally clear. – Zeus Oct 05 '18 at 01:00
  • Protest voting is not pointless. Every protest vote reduces the winner's ability to claim a mandate from the voters in a way that votes against the inner don't. For example, high turnout in a close election suggests that there is a meaningful majority preference for the differences between the two close candidates. Protest votes don't do that. If you want to say that meaningful choices aren't on the ballot, it's hard to do that with any vote other than a protest vote. – David Schwartz Oct 05 '18 at 18:17
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    @Zeus, yes, NULL and BLANK votes are legal and there's no problem for people to vote like that. The system accepts this kind of votes and account it, but it's used only for statistical purposes. If 99.9999% of Brazilians decide to make blank or null votes, and only 3 Brazilians do valid votes, these 3 people will decide who will be the elected candidate. If a rare case of a tied dispute (two or more candidates with same amount of votes), there's some simple rules to untie the dispute. – Daniel Ribeiro Oct 05 '18 at 19:37
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Samuel has many interesting details about the Australian voting system, but fails to address clearly the core of the question. I'll expand my comment here a bit.

Australia has compulsory voting at every government level (local, state, federal), and voting is actually enforced by means of monetary fines. The fine is not exorbitant (around $80 currently), but you'll surely get the bill. (In some local elections, they say the fines may cover a substantial part of the cost of the elections). There are higher penalties for something that would amount to forgery and obstruction, but the non-voting fine is by far the most common.

Now, the Australian ballot papers (at every level) do not provide "none of the above" options, and the legislation formally discourages any informal voting. But this cannot be really enforced due to secrecy of the vote. They can only register your attendance.

Currently, there is no electronic voting that could technically block an informal vote. All government voting is old-fashioned paper ballot.

It's also worth noting that Australian voting is preferential, where the voter sorts the candidates in the preferred order, rather than ticking the favourite one. So there is no place for the "none" option per se. It is much easier, however, to make a honest mistake and put the numbers wrong. There are rather complicated rules governing how to treat such cases, and in some elections there are allowed simplified methods of voting where you just select one candidate/party and thereby entrust them to distribute all other preferences (which leads to practices that Samuel described). Still, I believe it's fair to say there must be more "accidentally informal" votes in Australia than in other, simpler voting systems.

Zeus
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