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THE STORY:

A common example used to illustrate the limitations of restricted Hartree-Fock (RHF) theory is the H$_2$ dissociation energy ($D_e$) curves. RHF enforces electrons to be paired into spin orbitals, $\chi$, or two spatial orbitals $\phi$ with the same set of spatial coordinates $\mathbf{r}$ but a different spin function (i.e. $\alpha$ or $\beta$ for spin-up $\uparrow$ and spin-down $\downarrow$, respectively). Unrestricted Hartree-Fock theory gives each spatial orbital its own set of coordinates, allowing for $\phi_1(\alpha$) to have a different energy than $\phi_1(\beta)$, giving rise to a proper description of the H$_2$ dissociation energy (see the graph below). I didn't include units in this graph but the energy is in kcal mol$^{-1}$. The red curve gives the appropriate (and approximate) $D_e$. The RHF formalism (blue curve) gives a $D_e$ that is three-times greater than the 'right answer'.

Dissociation of H$_2$ with the RHF and UHF formalisms using a minimal basis set

A corresponding electron configuration picture is shown below. Here we clearly see RHF forcing the electrons to be paired at infinite distances, giving rise to an H$^-$H$^+$ description of the system which is clearly wrong. (Note that this is a 'state' that included into the wave function by RHF). UHF allows the electrons to reside in their own spatial orbitals giving rise to two doublets at infinite separation.

Electron configuration of H$_2$.

Now here is where things get interesting. In terms of the actual computations implemented to generate the curves in Figure 1, the electrons adopt opposite spins. However, let us imagine a theoretical scenario where two lone hydrogen atoms are floating around in space at infinite distance. The corresponding electrons (which we will assume is not interacting with each other) can adopt any spin they want so both electrons can have a spin-up configuration. Now imagine these two hydrogen atoms approaching each other. For a covalent bond to form, the electrons will be paired into a spin-orbital which means that one electron must flip its spin according to the Pauli-Exclusion principle. (We should note at this point that orbitals are merely mathematical functions whereas spin is an actual physical property). This now leads us to...

THE QUESTION:

Is there an energy cost associated with flipping the spin of an electron such as in the scenario I've described?

The obvious follow up question (if the answer is yes to the first piece), would the H$_2$ dissociation energy curves be different for two H atoms each with spin up electrons and two H atoms with electrons of opposite spin (and how different would they be)?

LordStryker
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    Yes. (Cf: the 21 cm line in atomic hydrogen) – Uncle Al Apr 04 '14 at 21:38
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    Your RHF and UHF description is not correct. In RHF at infinite distance there are still two linearcombinations of the orbitals (the same as in bonding distance) which are close to degenerate (the orbital with the electrons is lower in energy, since HF cannot describe empty orbitals correct). If one electron is at one H, then the other has a 50:50 probability to be at either H. In UHF the spin configuration stays formally the same (singlet). Since the restriction is lifted, it is no eigenfunction of the spinoperator anymore (spincontamination). – Martin - マーチン Apr 05 '14 at 09:45
  • @UncleAl could you elaborate more, please. From my point of view, if two H with same spin electrons are put in close contact, then one electron would occupy the antibonding (excited) orbital. Relaxation then would release energy (negative singlet triplet gap). But I might be wrong - I am curious though. Or do electrons have to be of opposite spin to form a bond? If so, then spinflip would have to occour before - but how would the electron know? – Martin - マーチン Apr 05 '14 at 09:52
  • Two magnets: ˄˅ is lower in energy than ˄˄. Triplet oxygen has its unpaired electrons in orthogonal orbitals, plus other factors are at play. – Uncle Al Apr 05 '14 at 14:18
  • @UncleAl Hmm, according to the first of Hund's rules an electron configuration of parallel spins is favored over one of paired spins. But I'm not entirely sure if this argument is admissible here. – Philipp Apr 05 '14 at 15:55
  • @Martin I've attempted to clarify the RHF picture as a 'state' which is mixed into the description of the wave function. Hopefully it doesn't sound misleading now. – LordStryker Apr 07 '14 at 14:31
  • This is still not correct. The RHF picture is qualitative wrong, because it fails to describe homolytical bond cleavage correctly. Since electrons are forced to occupy the same spacial orbital, they have a probability (it is not 1) that they might be at the same nucleus. HF can only describe one state, because it has only one determinant. For a dissociated molecule you need at least two determinants to come close to a qualitative picture. UHF does that by removing the restriction. It is still qualitatively wrong: Describing a mixture between singlet and triplet. – Martin - マーチン Apr 08 '14 at 06:05
  • @Martin The electron configuration picture is merely illustrating the deficiency of RHF by showing the state that it is 'mixing' at infinite separation. It is not there to show the ONLY state that RHF considers. Is there a better way to refer to this piece of the linear combination of orbitals than 'state'? – LordStryker Apr 08 '14 at 11:05
  • Here we clearly see RHF forcing the electrons to be paired at infinite distances [...] is just very wrong. This is not the restriction of HF. – Martin - マーチン Apr 08 '14 at 11:23
  • @Martin Please offer an example of what is correct. I'm interested to know if the error of my words are truly wrong or if it is more of a semantically related thing. – LordStryker Apr 08 '14 at 11:52
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    Restricted HF makes the requirement that two electrons of opposite spin have to occupy one spatial orbital. This is causing the orbitals being spread over the whole molecule. Two hydrogen atoms at infinite distance are still a molecule in the HF formalism, but this approximation is not applicable any more. (In theory the amplitude of the wavefunction of the orbitals only vanishes at infinity, causing always some overlap.) – Martin - マーチン Apr 08 '14 at 12:52
  • @Martin So, disregarding the figure for a moment... with RHF the electrons (if I understand you) are indeed paired (i.e. in the same spatial orbital). RHF forces these electrons to be in the same spatial orbital (and therefore, RHF 'forces' the electrons to be paired at infinite separation - a result of using a single reference which is a key characteristic of RHF...). I'm failing to see the problem with this. – LordStryker Apr 08 '14 at 13:16
  • I have a hunch that this problem lies in a misunderstanding of what 'spin up / spin down' means. The up and down is the result of a measurement -- it is the spin projection along an axis. Spin half is an intrinsic property, but the 'direction' is the result of measurement. So I'm not sure you can say that two hydrogens are both spin up. Remember the Stern-Gerlach experiment! I know quantum measurement is tricky, but perhaps the interaction of two hydrogen atom spins results in a measurement of one spin up and one spin down? If they had a permanent 'spin up/down' we could distinguish them...eek – jjgoings Apr 08 '14 at 19:10
  • @jjgoings The up/down notation only applies if there is a point of reference right? So if we have one electron by itself with no reference, one could not say whether it was spin up/down at all (I could stand on my head and give you a completely different answer for example). As UncleAl pointed out, the nucleus is actually a point of reference (very interesting stuff). – LordStryker Apr 08 '14 at 19:13
  • Also, you can 'flip' spin in relativistic electronic structure theory. Only total angular momentum (j) is conserved, not orbital angular momentum (l) or spin (s). 'Spin-orbit coupling' is what you are looking for. This happens sometimes in ligand binding to transition metal surfaces. The binding event can change of the spin state of the metal. – jjgoings Apr 08 '14 at 19:15
  • @jjgoings So are you saying that, in the scenario I've prescribed, the point is... moot? – LordStryker Apr 08 '14 at 19:19
  • @LordStryker No, the nucleus in not the point of reference. Consider the silver atoms in the Stern Gerlach experiment. The reference is the measurement apparatus (the inhomogenous magnetic field). – jjgoings Apr 08 '14 at 19:20
  • @LordStryker Sorry, just saw your comment. I think it may be, but it is worth looking into. You could prepare a bunch of hydrogen atoms all in spin up with a magnetic field, and then see if they react. I just wonder if interacting spin 'counts' as a measurement. I find spin very tricky and so I am struggling to explain my (rather unformed) ideas! – jjgoings Apr 08 '14 at 19:22
  • @jjgoings Sorry, I was referring to the post (not the comment I wrote you... ack.) – LordStryker Apr 08 '14 at 19:22
  • If electrons would be paired, they would interact, i.e. correlate their movement. In the RHF picture this is not possible. One electron only sees the mean field of the other and vice versa. So they are completely uncorrelated - hence the error of HF - and not paired. Their probabilities only occupy the same space. You should be thinking wave not particle. – Martin - マーチン Apr 09 '14 at 02:32
  • @Martin Okay now I see (finally) where you're getting at. But, then I must ask... if the electrons aren't 'paired', RHF wouldn't care about the spin of the electrons but last I checked, it does... – LordStryker Apr 09 '14 at 13:39
  • @Martin So they are completely uncorrelated - hence the error of HF This is untrue. HF has exchange correlation built-in. Its a common thing for people to say that HF has no correlation but it does. (obviously for H2 there is no exchange correlation...). – LordStryker Apr 09 '14 at 13:45
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    This is true, I have to admit I was not thinking of exchange correlation for the Hydrogen molecule. HF Exchange correlation is also often referred to as the exact exchange. As for the wording 'pairing' - this might just be a philosophical question. Anyways, this whole rambelage does actually not help finding an answer. Sorry for that. – Martin - マーチン Apr 09 '14 at 17:04
  • @Martin This discussion has been a pleasure and I thank you for participating. We may be pushing a record for Chem:SE with 20+ comments :) – LordStryker Apr 09 '14 at 18:35
  • Am I missing something here? Can't this just be determined by ESR ? – Lighthart May 27 '14 at 19:39
  • @Lighthart What is ESR? Care to share some thoughts? – LordStryker May 28 '14 at 14:15
  • ESR measures hyperfine structure based on electronic spin flips, so the energy value of the peaks in that spectrum should be directly related if not identical to the energy costs associated with spin flips. It is possible I just don't understand the question, or that the questioner does not know about this experiment. – Lighthart May 28 '14 at 21:19
  • @LordStryker Is my answer actually helpful or do you have a lot open questions left? – Philipp Oct 14 '14 at 14:54
  • @Philipp I'm still mulling your response over. It goes without saying that yes, your post is indeed helpful. If I have further questions I will be sure to let you know. – LordStryker Oct 14 '14 at 14:56
  • @LordStryker I use the opportunity to extend this comment section even further :) I updated my answer and expanded the explanation why a triplet-singlet transition is nearly impossible in the system you describe. – Philipp Oct 15 '14 at 16:29
  • @Philipp The expansion on your response greatly strengthens the answer as a whole. I appreciate you adding it. – LordStryker Oct 21 '14 at 20:32

1 Answers1

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I will try to describe what happens when two hydrogen atoms approach each other from infinity. At infinite separation the hydrogen atoms don't feel their mutual presence and each atom has one electron localized in its atomic 1s orbital. In the absence of magnetic fields it will not matter whether the spins of the electrons are parallel or antiparallel and you will basically have an ensemble of systems with an equal amount of triplet (parallel spins, $S=1$) and singlet (antiparallel spins, $S=0$) states, since $E_{\uparrow \uparrow} = E_{\uparrow \downarrow}$. But when hydrogen atoms are brought closer together the situation changes: For one thing each atom has a magnetic moment associated with its electronic spin and there will be a dipolar interaction between those magnetic moments. However this dipolar interaction will be very weak (in the order of $10^{-4} \, \mathrm{eV}$ at close interatomic distance) and won't have much influence. Another factor that comes into the game is spin-orbit coupling. Yet again, since $\ce{H}$ is such a light element spin-orbit coupling will be very, very weak and so it can be ignored too. But the predominant factor to be taken into acount is the exchange energy (its effect is in the order of $0.1$ to $1 \, \mathrm{eV}$). Here you can find a very nice treatment of the exchange energy for the hydrogen molecule which comes to the conclusion that

For the hydrogen molecule the exchange energy is negative [...] so the state when the resultant spin is $S=0$ has the lower energy than the state when $S=1$.

This source also provides the potential energy curves for the hydrogen singlet and triplet states.

These curves amount to the following electron configuration diagrams:

${}$

So, the situation for the approaching hydrogen atoms is like this: If both atoms start out with electrons of opposite spin (i.e. the system is in a singlet state) you have the common case that the hydrogen atoms will bond together thus lowering the total energy of the system. But if both atoms start out with parallel spins (i.e. the system is in a triplet state) the total energy will rise when they get closer to one another and the atoms will not bond together but keep their distance. This can be understood from the electron configuration diagram of the triplet hydrogen molecule: The antibonding $\sigma^{*}$ MO is more destabilized than the bonding $\sigma$ orbital is stabilized by the interaction (this is generally true for 2-orbital interactions) and the energy splitting becomes larger the closer the hydrogen atoms get. But because of the Pauli principle the two electrons of like spin in the system can't both occupy the $\sigma$ MO but one is forced to occupy the $\sigma^{*}$ MO and thus the system's total energy rises when the hydrogen atoms approach each other. And because there is virtually no spin-orbit coupling for hydrogen the total angular momentum (represented by $L$) and the total spin (represented by $S$) of the electrons are essentially conserved quantities and there is no mechanism to facilitate intersystem crossing, i.e. the process of changing from the triplet to the singlet state has such a low probability that it virtually doesn't happen. The situation changes of course if you add an external bias to the system, e.g. irradiation with high-energetic light. Then a triplet-singlet transition might be possible but as I read it that was not your question.

So, the way MO-diagrams are often pictured with electrons of like spin pairing up in a bonding MO does not reflect the "real" situation of two atoms approaching each other from an infinite distance. But it is not meant that way although it is often pictured as such.

Update

So, in summary I established that if you have two hydrogen atoms in free space without spin-orbit coupling and relativistic effects they are stuck with the spin state they initially start out with and can't change it during their time evolution, i.e. they have to stay either on the triplet or the singlet Born-Oppenheimer surface and no switching between those is allowed. But I want to delve a little deeper into the reasons for it. If the hydrogen atoms wanted to change from triplet to singlet state, the atoms would have to transfer $1 \hbar$ of spin angular momentum somewhere else in order to comply with the law of conservation of momentum. In the absence of any particles to collide with the only possible mechanism by which this can be achieved is to emit a photon whose energy is equal to the energy difference between the triplet and the singlet state, i.e. $\Delta E = \hbar \omega = E_{\uparrow \uparrow} - E_{\uparrow \downarrow}$, and which would "carry away" the $1 \hbar$ of spin. But in order to emit a photon there must be a coupling between the electrons and the electromagnetic field. The magnitude of this coupling or in other words the probability for a transition from an initial to a final state under the emission of a photon is described by the transition dipole moment

\begin{equation} \Theta_{\mathrm{i} \to \mathrm{f}} = \big\langle \Psi_{\mathrm{i}} \big| \sum_{n} q_{n} \mathbf{\hat{r}}_{n} \, \big| \Psi_{\mathrm{f}} \big\rangle \end{equation}

where $q_{n}$ and $\mathbf{\hat{r}}_{n}$ are the charge and the position operator of the $n^{\mathrm{th}}$ particle in the system respectively, and the subscripts $\mathrm{i}$ and $\mathrm{f}$ signify the initial and final states of the transition. Under the conditions of the Born-Oppenheimer approximation the contribution of the nuclei to $\Theta_{\mathrm{i} \to \mathrm{f}}$ will be zero for the situation at hand, so that we only need to be concerned with the electrons in the system. If there is a sizable spin-orbit coupling then the spin degrees of freedom and the spatial degrees of freedom are coupled via the total angular momentum operator $\mathbf{\hat{J}} = \mathbf{\hat{L}} + \mathbf{\hat{S}}$ because

\begin{align} \mathbf{\hat{J}}{}^{2} = \mathbf{\hat{L}}{}^{2} + \mathbf{\hat{S}}{}^{2} + \mathbf{\hat{L}} \cdot \mathbf{\hat{S}} \end{align}

and $\mathbf{\hat{L}} = \mathbf{\hat{r}} \times \mathbf{\hat{p}}$ where $\mathbf{\hat{p}}$ is the momentum operator. However, if there is no spin-orbit coupling then $\mathbf{\hat{L}} \cdot \mathbf{\hat{S}} = 0$ and $\mathbf{\hat{J}}{}^{2} = \mathbf{\hat{L}}{}^{2} + \mathbf{\hat{S}}{}^{2}$, i.e. the spin degrees of freedom and the spatial degrees of freedom are decoupled. That means you can make a product ansatz for the wave function where you seperate the spin-dependent part $| \psi(S) \rangle$ and the spatial part $| \psi(\mathbf{r}) \rangle$ such that $| \Psi \rangle = | \psi(\mathbf{r}) \rangle | \psi(S) \rangle$. So, for the transition dipole moment you get

\begin{equation} \Theta_{\mathrm{i} \to \mathrm{f}} = \big\langle \psi_{\mathrm{i}} (\mathbf{r}) \big| \sum_{n} q_{n} \mathbf{\hat{r}}_{n} \, \big| \psi_{\mathrm{f}}(\mathbf{r}) \big\rangle \underbrace{\big\langle \psi_{\mathrm{i}} (S) \big| \psi_{\mathrm{f}}(S) \big\rangle}_{= \, 0} = 0 \end{equation}

where $\langle \psi_{\mathrm{i}} (S) | \psi_{\mathrm{f}}(S) \rangle = 0$ because the initial state would be the triplet state ($S =1$) and the final state would be the singlet state ($S=0$) and spin wave functions for different $S$ are orthogonal. So, no spin-orbit coupling means that the probability for a transition from a triplet to a singlet state under the emission of a photon is zero.

In real atoms and molecules there is of course some spin-orbit coupling, so $\Theta_{\mathrm{i} \to \mathrm{f}}$ will be larger than zero. But the spin-orbit coupling in hydrogen is tiny and so $\Theta_{\mathrm{i} \to \mathrm{f}}$ will be tiny too and thus the probability of a triplet-singlet transition will be tiny as well and can be neglected for all practical purposes.

Tyberius
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Philipp
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    Wow, I really have to think about this, thank you. Am I correct in assuming, that as long as there are other particles in the system, that can "carry away" the spin, transition from triplet to singlet is no problem? – Martin - マーチン Oct 16 '14 at 02:16
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    Yup, collisions can provide a mechanism for spin-flips too. The efficiency of the process depends on the particle, of course. – Philipp Oct 16 '14 at 03:32
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    This by far is the most comprehensive and insightful response I have ever received to this question. It is also the most satisfying. Though it leads to more questions (ones I cannot verbalize at the moment), the realization of knowledge generally does so and I applaud your efforts to provide such a rigorous answer. – LordStryker Oct 21 '14 at 20:30
  • @LordStryker Thanks for the kind words. Glad to hear it was helpful. It is a very interesting question and so I needed to provide a comprehensive and insightful answer to match it :) If the new questions ever reach a verbalizable state, just let me know. Helping is good for my karma :) – Philipp Oct 22 '14 at 20:42
  • Nice answer. Just a remark: "In the absence of magnetic fields it will not matter whether the spins of the electrons are parallel or antiparallel and you will basically have an ensemble of systems with an equal amount of triplet ..."

    You actually do not have an ensemble (since you only got 2 Atoms), but rather in the general case an undetermined superposition of both states unless you interact with a magnetic field (=measure). The probability of what you get then depends on how the state was prepared.

    – Raphael J.F. Berger Jul 27 '17 at 21:30